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Summary
Best practices pertaining to AML/CFT/CPF
Review TM related alerts generated by the Transaction Monitoring systems
Conduct investigation on alerts raised in the transation monitoring system
As per defined procedures, review and ensure proper closure of alerts generated on system in a timely manner within defined TAT
Escalation of cases/alerts to team leadee, where suspecious activity is identified
Monitoring of business relations and transactions from a due diligence and ML/TF/PF perspective on an on-going basis through the automated Transaction Monitoring Systems
Coordinate with cross functional business units on advisory related to AML/CFT/CPF and transaction monitoring issues
Manage, identify and escalate suspicious transactions to the unit head
Maintain proper records as per bank policy and in line with the regulatory requirements, including number of alerts generated, alerts closed, alerts outstanding and suspicious transactions reports recommended
Marking/Review of High Risk Accounts
Maintenance of proper record and MIS for each activity for onward reporting to management
Experience
Compliance Officer
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Operation Manager
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Teller, Cashier
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Teller, Cashier
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