Crop Picture
NOTE: Do not upload any image that violates our Picture Policy. Doing so will result in the removal of the concerned image without prior notification.
项目
工作经历
Area Compliance Officer
Major Responsibilities
Responsible to ensure compliance of branches by physically visiting the branches
Investigate customer complaints & management concerns relating to branches & branchless activities and provide feedback based on physical checking and ongoing compliance review
Execution of compliance risk assessment in-line with dully approved compliance program and reporting the results to the management for appropriate action
Conduct on site/off site KYC & transaction review as per the criteria with the regard to KYC/AML, CDD and other account opening documentations of the branch and Branchless banking customers including BB Agents.
To review account opening forms of branch & branchless banking in line with applicable regulatory and bank’s own policy requirement
Ensure compliance to SBP regulations, UMBL policies & procedures regarding Branch & Branchless Banking operations
Conducting follow-ups with the branches for closure of review/audit reports,
To assist compliance management in developing, reviewing and updating policies, procedures, template and documents of the bank
Coordinate with SBP inspection team for carrying out the on-site inspection at branches/agent locations
To ensure that branches are submitting all regulatory reports and returns in-line with applicable policy and regulatory requirement i.e. CTR, STR and WHT etc.
Senior Compliance Officer
U microfinance bank limited
Compliance Officer
Operation Manager
